US stocks fees - US stocks

For the Global Future fee schedule, please visit:Global Futures


1.Stocks

1.1 Commission

TypeFeesCharged   by
Commission$0.0049/Share, min   $0.99/OrderFutu   HK


1.2 Regulatory Fees

TypeTypeCharged   by
Settlement Fee$0.003/   ShareU.S.   Settlement Agency
SEC Fee(sells only)$0.0000051 * transaction amount, min $0.01SEC
Trading Activity   Fee (sells only)$0.000119 / Share, min $0.01, max $5.95FINRA

Notes: 
① An order can be divided into multiple transactions but will only be charged once.
② All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.1.3 Platform Fees

Fixed (Default)

TypeFeesCharged by
Platform Fee$0.005/Share, min $1/OrderFutu   HK
Tiered

Transaction   shares per monthFees per share (min 1 per order)Charged by
1-500th shares$0.010Futu HK
501-1,000th shares$0.008
1,001-5,000th   shares$0.007
5,001-10,000th   shares$0.006
10,001-50,000th   shares$0.006
50,001-200,000th   shares$0.005
200,001-500,000th   shares$0.005
500,001-1,000,000th   shares$0.004
1,000,001-5,000,000th   shares$0.004
5,000,001st shares   and above$0.003

Notes: 
① An order can be divided into multiple transactions but will only be charged once.
② Cumulative transaction shares per month: accumulated on a monthly basis and recalculated on the first trading day of each month or after the user changes fee packages.
③ An annual Interest rate of 4.8% is charged when the account cash balance is negative. Interest is calculated on a daily basis and is settled at the end of the month.
④ low-priced stocks are generally more volatile and have the possibility of being delisted, investors need to pay attention to these risks. In order to protect the interests of investors, commissions and platform fees are charged at maximum 0.5% of the transaction amount.
⑤ The transaction fees for GTC orders is calculated according to trading days. Transactions in the same trading day will be treated as 1 order, while transactions in the different trading days will be treated as different orders to calculate transaction related fees.


2. Options

2.1 Commission 

TypeFeesCharged   by
Commission$0.65/Contract, min $1.99/OrderFutu   HK


2.2 Regulatory Fees

TypeFeesCharged   by
SEC Fee(sells only)$0.0000051 * Transaction amount, min $0.01/OrderSEC
Trading Activity   Fee (sells only)$0.002 / Contract, min $0.01/OrderFINRA
Options   Regulatory Fee(ORF)$0.0378 / ContractExchanges
OCC Fees$0.02/Contract   (1-2750 contracts per order)
$55.00 /Order (more than 2750 contracts per order)
OCC
Exchange FeesVaries by ExchangesExchanges

Note: All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.

2.3 Platform Fees

Fixed (Default)

TypeFeesCharged by
Fixed   (Default)$0.3 / ContractFutu   HK
Tiered

Contacts   per monthFees per contractCharged by
1-50th contracts$0.60Futu HK
51-100th contracts$0.50
101-500th contracts$0.40
501-1,000th   contracts$0.35
1,001-5,000th   contracts$0.30
5,001-10,000th   contracts$0.25
10,001-20,000th   contracts$0.20
20,001-30,000th   contracts$0.15
30,001-50,000th   contracts$0.10
50,001st contracts   and above$0.05

Note: The transaction fees for GTC orders is calculated according to trading days. Transactions in the same trading day will be treated as 1 order, while transactions in the different trading days will be treated as different orders to calculate transaction related fees.


3. Other Fees

TypeFeesCharged by
Dividend Tax *Residents of Mainland   China:10% * dividend amount
Residents of Hong Kong and other regions:30% * dividend amount(Automatic   withholding during distribution)
IRS
Custody Fees of ADR *$0.01~$0.05/ShareDTC
Rollover Fees(transferring to other brokers   only)*$150/Time/StockFutu HK
Mailing/Stamping of Daily and Monthly Account Statements$7/Statement + postage feeFutu   HK
General Meeting of ShareholdersAttend   or authorize a third party to attend the general meeting of shareholders (max   1 person)
Or entrust Futu Securities to vote
Administrative Fee: $10 / per Application
Futu   HK
Request an account opening certificatePlease inquire FUTU SecuritiesFutu HK

Notes: 
① Transferring two stocks BABA and APPLE from Futu Securities to other brokers, the Transfer Fee is $150*2= $300.
② Custody Fees of ADR depending on the actual deduction amount.
③ Dividend taxation: when dividends are distributed, generally Residents of Mainland China deduct dividend tax at the 10% tax rate, and Residents of Hong Kong and other regions deduct the dividend tax at 30%. Tax residents of multiple countries/regions, Such as Hong Kong non-permanent residents, will be subject to a dividend withholding tax at 30%. For details, please refer to the daily account statement.