US stocks fees

For the Global Future fee schedule, please visit: Global Futures



1.Stocks

1.1 Commission

1.2 Regulatory Fees

Notes: 

① An order can be divided into multiple transactions but will only be charged once.

② All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.

1.3 Platform Fees

1.3.1 Fixed (Default)   

1.3.2 Tiered

Notes: 

① An order can be divided into multiple transactions but will only be charged once.

② Cumulative transaction shares per month: accumulated on a monthly basis and recalculated on the first trading day of each month or after the user changes fee packages.

③ An annual Interest rate of 4.8% is charged when the account cash balance is negative. Interest is calculated on a daily basis and is settled at the end of the month.

④ low-priced stocks are generally more volatile and have the possibility of being delisted, investors need to pay attention to these risks. In order to protect the interests of investors, commissions and platform fees are charged at maximum 0.5% of the transaction amount. If it conflicts with the minimum standard, we will charge $0.99/order, according to the minimum standard.

⑤ The transaction fees for GTC orders is calculated according to trading days. Transactions in the same trading day will be treated as 1 order, while transactions in the different trading days will be treated as different orders to calculate transaction related fees.

⑥ The transaction fees of valid orders before cancellation shall be settled according to the trading day. The transactions on the same trading day shall be regarded as one order, and the transactions on different trading days shall be regarded as different orders for charging.


2. Options

2.1 Commission 

2.2 Regulatory Fees

Note: All the transactions which have an effective settlement date of February 25, 2021 or later will have the SEC fee rate "$0.0000051 * transaction amount, min $0.01" applied.

2.3 Platform Fees

2.3.1 Fixed (Default)   

2.3.2 Tiered

Note: The transaction fees for GTC orders is calculated according to trading days. Transactions in the same trading day will be treated as 1 order, while transactions in the different trading days will be treated as different orders to calculate transaction related fees.


3. Other Fees


Notes: 

① Transferring two stocks BABA and APPLE from Futu Securities to other brokers, the Transfer Fee is $150*2= $300.
② Custody Fees of ADR depending on the actual deduction amount.
③ Dividend taxation: when dividends are distributed, generally Residents of Mainland China deduct dividend tax at the 10% tax rate, and Residents of Hong Kong and other regions deduct the dividend tax at 30%. Tax residents of multiple countries/regions, Such as Hong Kong non-permanent residents, will be subject to a dividend withholding tax at 30%. For details, please refer to the daily account statement.
④ As of ADR conversion, one lot consists of 100 ADS, and less than one lot is rounded up to one lot.


The above charging standards are only applicable to orders placed through the Futu APP. For other special order trading methods, please contact Futu.